Common SOC 2 Audit Mistakes (and How to Avoid Them)
For companies that handle sensitive customer data, SOC 2 compliance is an important way to prove strong security and privacy practices. A SOC 2 audit shows that your business meets industry standards, but the process can be challenging. Many companies make avoidable mistakes that lead to delays, extra costs, or even failed audits. Knowing the most common mistakes — and how to avoid them — will make your audit much smoother.
Mistake 1: Poor Documentation
One of the biggest issues companies face is not having proper documentation. Auditors need proof of your policies, processes, and controls. Without clear records, it’s hard to show compliance.
How to Avoid It: Keep updated documentation for all security practices, from access control to incident response plans. Make sure employees know where to find it.
Mistake 2: Waiting Too Long to Prepare
Some businesses wait until right before the audit to start preparing. This often leads to rushed fixes and missing information.
How to Avoid It: Begin preparing months in advance. Regular internal reviews help you stay ready at all times.
Mistake 3: Ignoring Employee Training
Even the best security policies fail if employees don’t follow them. Lack of training often leads to gaps in compliance.
How to Avoid It: Provide regular training on data security, password policies, and incident response. Make sure everyone understands their role in protecting customer data.
Mistake 4: Not Testing Controls
Many companies put controls in place, but never test if they work. Auditors will expect to see proof that your security measures are effective.
How to Avoid It: Test your controls regularly. Run checks on access logs, backup systems, and security alerts to ensure they are working as intended.
Mistake 5: Overlooking Vendor Management
Third-party vendors that access your data can create risks. Failing to evaluate vendors is a common mistake.
How to Avoid It: Have a process for reviewing vendors, including contracts, security policies, and certifications.
At Sentant, we help companies prepare for SOC 2 audits with confidence. We guide you through documentation, employee training, vendor reviews, and control testing so you can avoid costly mistakes. Contact us today — at Sentant, we’ll make your path to SOC 2 compliance smooth and successful.
This post was written by a professional at Sentant. https://www.sentant.net/ specializes in advanced Managed IT and digital security solutions designed specifically for hybrid and remote workforces. Our adaptive, modern approach moves beyond one-size-fits-all service models, delivering customized support to match each client’s exact requirements. Whether it’s streamlining employee onboarding or navigating critical compliance standards such as SOC 2, Sentant stands as a dependable partner in securing and optimizing your IT environment.